How do I ensure my account is set up to be compliant? Gainfully helps in a number of important ways.
Connect to your home office
Gainfully support compliance policies from retail broker-dealers, distribution broker-dealers, and RIAs. In the signup process or from the compliance tab in your account settings you can add your home office to ensure compliance. Note: you may be required to sign in to your home office authentication, so be sure you have your username and password handy if required.
Add disclosures and CRD
Automatically display BrokerCheck and disclosure language on your shared content by adding it to your compliance settings.
What if my profile information is incorrect?
If you selected the wrong licensing information when setting up your profile, navigate to Profile and Licensing. Select REQUEST UPDATE to send us an email and let us know.